No. 95
無為法 · 無為六 · 第一 · unconditioned · unconditioned #1/6

虛空Space-as-designation

Ākāśa · ākāsa

無為法之首。「色之缺無」(*rūpa-abhāva*)為體,「容受一切作用」(*sarva-kṛtya-avakāśatā*)為用——非實有色法之外另立一空,乃於有色法所不及處假立「容受」之名。

zh · Xuanzang 譯

無為法之首。「色之缺無」(rūpa-abhāva)為體,「容受一切作用」(sarva-kṛtya-avakāśatā)為用——非實有色法之外另立一空,乃於有色法所不及處假立「容受」之名。

無為作為阿毘達磨之獨立本體範疇(asaṃskṛta-dharma),於阿含/尼柯耶不作明確列位;其經藏概念線索可由禪定所緣詞群追溯,如ākāśānañcāyatana(空無邊處)為四無色定之首,以虛空為所緣之禪定境(《雜阿含經》卷十七等多處散見),然此類用法為現象的教證描述(虛空作為禪定 ālambana 或物理性 ākāsa-dhātu 空界),非本體「無為」之 dharma 立位。論藏將此現象學重編為獨立本體範疇,乃 Sarvāstivāda 阿毘達磨時期始見三無為(虛空/擇滅/非擇滅);瑜伽行派進一步擴為六(《大乘百法明門論》)/八(《阿毘達磨集論》),並於《成唯識論》卷二系統重判為假立prajñapti)。

[大乘] 《楞嚴經》卷九(T19n0945, T19.0147b09):

當知虛空生汝心內,猶如片雲點太清裏。

——虛空非外在客觀容器,乃心中所現之相分;「片雲點太清」之喻倒置常識(一般以為心於空中起,此云空於心中起),與下文《成唯識論》卷八「心等變似虛空等相,隨心生故」之依他起判攝同向。

虛空之論藏定義由淺入深五層:

《大乘五蘊論》(T31n1612, T31.0850a19,世親早期前唯識立場):

云何虛空?謂若容受諸色。

——四無為列(《大乘五蘊論》 缺不動/想受滅)中之最簡形式,承 Vaibhāṣika 之「容受諸色」為定義要核。

《大乘阿毘達磨雜集論》卷二(T31n1606, T31.0702b23,安慧釋《集論》):

虛空者,謂無色性,容受一切所作業故。

——此措辭與《阿毘達磨集論》梵本(rūpa-abhāvaḥ sarva-kṛtya-avakāśatām upādāya)為逐語素仿譯:「無色性」= rūpa-abhāva,「容受一切所作業」= sarva-kṛtya-avakāśatā

《顯揚聖教論》卷一(T31n1602, T31.0484c01–02,無著菩薩造):

虛空者,謂諸心心法所緣外色對治境界性。

——無著於《顯揚》瑜伽行派-distinctively 重詮:虛空非物理空間,乃心心所之所緣,是外色之對治境界pratipakṣa-viṣayatā)——禪修以ākāśa作意破除對外色之執取。此一義 Asg 集論本身未明示,乃《顯揚》之瑜伽行派推進。

《成唯識論》卷二(T31n1585, T31.0006c05–17)以「五依真如假立」框架統攝六無為,此為cluster之doctrinal 錨 passage:

然契經說,有虛空等諸無為法,略有二種:一、依識變假施設有……二、依法性,假施設有。謂空、無我所顯真如,有、無、俱非,心言路絕,與一切法非一、異等,是法真理,故名法性。離諸障礙,故名虛空;由簡擇力,滅諸雜染,究竟證會,故名擇滅;不由擇力,本性清淨,或緣闕所顯,故名非擇滅;苦、樂受滅,故名不動;想、受不行,名想受滅。此五皆依真如假立,真如亦是假施設名。

——《成唯識論》將六無為之「假立」分為兩 modes:①依識變假施設(識所變似之相)②依法性假施設(真如之面相)。後五(虛空/擇滅/非擇滅/不動/想受滅)皆屬②,為真如之面向命名——離諸障礙之面向曰虛空,簡擇之面向曰擇滅……。真如自身亦是假施設名,非心外實體(→#100 真如承擔 the 統合者 role)。

《成唯識論》卷八(T31n1585, T31.0046c13–17)以三性框架另詮虛空:

心等變似虛空等相,隨心生故,依他起攝;愚夫於中,妄執實有,此即遍計所執性攝;若於真如,假施設有虛空等義,圓成實攝。

——同一虛空於三性框架下分屬三層:作為心變相分(依他起)、作為被執實之對象(遍計所執)、作為真如之假施設義(圓成實)。卷二之「五依真如假立」與卷八之三性分判互補:卷二從「無為 vs 有為」之本體軸、卷八從「依他/遍計/圓成」之認知軸——兩軸於虛空交會。

按:論藏五層由淺入深:《大乘五蘊論》 之 Vaibhāṣika-形式「容受諸色」→ 《大乘阿毘達磨雜集論》 之 Asg 逐語素仿譯「無色性容受一切所作業」→ 《顯揚聖教論》 之瑜伽行派認知-antidote 重詮「外色對治境界性」→ 《成唯識論》卷二之 tathatā-面相假立「離諸障礙」→ 《成唯識論》卷八之三性分位(依他/遍計/圓成)。卷二「此五皆依真如假立」一句為本cluster之架構樞紐——百法將 Asg 八無為(三層真如分善/不善/無記+五止息)合為六(一真如統+五止息),《成唯識論》卷二即此合併之義理許可。本條(#95)為cluster之首,承擔「假立形態雙分」之articulate 工作;#96/#97/#98 之三框架樣板由本條之梵段表鎖定;#100 真如承擔 the 統合者 role.

saṃskṛta

ākāśa < ā-(向、強化前綴)+ √kāś(顯、現、光)+ -a——「彰顯之處」「光之所在」。同根詞 prakāśa「光明」、ā-vakāśa「空隙、機會」。⚠️ √kāś 之印歐祖語同源不甚明確:偶見二手文獻提議 *(s)kewh₁- 「光、閃」,然 Mayrhofer / Lubotsky 未予 secure;保留為 Indo-Aryan-internal,不上推印歐祖語。

asaṃskṛta < a-(否定)+ saṃskṛta(已造作,過去分詞)——「不被造作」「無為」。saṃskṛta < sam- + √kṛ(作)+ -ta。⚠️ √kṛ 之印歐祖語重構 *kʷer- 「作、造」存在但有爭議:英文 create(拉丁 creare)、culture(拉丁 colere)、cosmos(希臘 κόσμος)多歸別根,與 √kṛ 之關係為間接者;保留 ⚠️ 不上推為 secured 同源鏈。

《阿毘達磨集論》(Abhidharma-samuccaya,Pradhan 校本,asaṃskṛta-dharma 段,[Abhidh-s 13]):

ākāśaṃ katamat / rūpābhāvaḥ sarva-kṛtya-avakāśatām upādāya //

何為虛空?以容受一切作用之故sarva-kṛtya-avakāśatā =為一切作用提供場所之屬性),即色之缺無rūpa-abhāva)。Asg 以負面定義rūpa-abhāva)配正面功能子句sarva-kṛtya-avakāśatā)——upādāya「以……之故」之構式為Asg prajñapti-style 之 signature:將功能子句吸收為負面定義之而非「相+業」並列,以保留無為之 prajñapti 性格。

無為類於Asg之定義式有別於心所——無 svabhāva / karman 雙結構(心所為「X-svabhāvā / Y-karmikā」格式)。此格式之精簡本身即為義理立場:勿予無為以「自體+業用」之雙軸描述,免落實有之執。

文本虛空為……Frame
Asg [Abhidh-s 13]rūpa-abhāva + sarva-kṛtya-avakāśatāVaibhāṣika-style negative-with-功能性
顯揚卷一(T31.0484c01–02)心心法所緣外色對治境界性瑜伽行派認知-antidote-field
《成唯識論》卷二(T31.0006c12–13)離諸障礙(真如之面相)tathatā-面相假立

⚠ In Review · 名稱衝突→#70 法處所攝色之 ② ābhyavakāśika 極迥色):本條 #95 之 ākāśaā- + √kāś)為無為(unconditioned, asaṃskṛta),與 #70 法處所攝色 sub-type ②ābhyavakāśikaabhi-ava- + √kāś + -ika,「居於空之屬」「於極遠處所現之色」)為有為色法之假立(有為 prajñapti-rūpa)。同一 √kāś 根,前綴與所攝層級根本不同——一為無為假立(依真如),一為色法假立(依色心分位)。讀者當警此名根近似而本體異層之陷阱。

按:三框架表 Asg/顯揚/《成唯識論》卷二為本詞族之方法論樣板——#96 擇滅/#97 非擇滅/#98 不動滅之三框架結構皆由本表鎖定(→#96 #97 #98)。Asg → 顯揚之推進為瑜伽行派-distinctive:Asg 承 Vaibhāṣika 之負面加功能定義,顯揚將其重置為認識論進路(外色對治境界),即虛空非「有色法外另立之空間」而為「破色執之 meditation-object」。《成唯識論》卷二再進一層,將虛空與其他四止息合判為真如之五面相命名——此一合併許可百法 8→6 之架構收攝(→#100 承擔 the 統合者)。同時,本條與 #71 得闡明之假立框架成對照:#71 闡明「依色心分位假立」(依有為法之配置差別);本條闡明「依真如假立」(依無為法性之面相命名)——同樣 prajñapti-sat 機制,二異本體層(有為分位 vs 無為法性),不可混同。

pāḷi

於上座部阿毘達磨,虛空不立為 asaṃkhata。南傳唯立 Nibbāna 為單一 asaṃkhata-dhamma(Vism XVI;《Abhidhammattha-saṅgaha》VI.34);空之現象學散入三條件性處理層:①paññatti(概念)、②dhātu(界、元素)、③pariccheda-rūpa(界劃色)——三者皆有為,無一立位於 paramattha-asaṃkhata。此乃南北於本cluster 之範疇之架構層級分歧——非語詞分歧,乃法目層級之系統設計差異:瑜伽行派立六(或 Asg 八)asaṃskṛta,南傳唯立一。

阿含/尼柯耶共傳階層,「虛空」之經典出現多為禪定 ālambana(如 ākāsānañcāyatana 空無邊處)或物理 ākāsa-dhātu 空界,皆於有為現象學 範疇內處理;asaṃkhata 範疇之獨立教證僅關於 Nibbāna,未及虛空。本條巴段之跨傳承分歧乃論藏層級之系統地分歧,非可由經藏共傳教證直接闡明。

南傳對應論——三條件性處理層之分散:

ākāsa-paññatti(空之假名,《Abhidhammattha-saṅgaha》VIII.4):列為六 paññatti 子類之一(santati- / samūha- / ākāra- / kāla- / pajā- / nāma-paññatti + ākāsa-paññatti),但 paññatti 整類不入勝義法(paramattha-dhamma)名單——非 paramattha 即非 asaṃkhata 候選。

ākāsa-dhātu(空界):作為四大(paṭhavī / āpo / tejo / vāyo)之外之第五元素色法之間隔,屬有為色法現象學之描述。

pariccheda-rūpa(界劃色,Visuddhimagga XIV.63):28 色法中之「界劃」一類——色法團聚之間之邊界空間,作為 upādā-rūpa(依大色之色)。有為,色聚輔助項。

⚠ In Review · Vism XIV.63 pariccheda-rūpa 之確切 Pāli 措辭為「kammādisamuṭṭhānānaṃ rūpānaṃ paricchedo」(業等所生諸色之界劃)類;本段未字元精準校勘,引為段落參照而非逐字引文。

三層俱為有為:paññatti 為概念施設、dhātu 為色界元素、pariccheda-rūpa 為色聚界劃。瑜伽行派將有為層之 pariccheda 類 phenomenon 重編入 #70 法處所攝色(極迥色等),同時於無為層另立 ākāśa-asaṃskṛta(本條 #95)——一同根詞於兩本體層各立一位。南傳拒此雙層分立,唯保有為層之 pariccheda-rūpa 與 paññatti,並以 Nibbāna 為唯一 asaṃkhata。

按:南北於本cluster 之分歧為 baifa 全 100 條中最深之範疇之架構分歧——大於 #60–#70 色法之 28-vs-11 分歧(→#60),大於 #71–#94 不相應行之 24-vs-0 分歧(→#71)。瑜伽行派立 6/8 asaṃskṛta(多元無為加真如統),南傳立 1 asaṃkhata(Nibbāna* 唯一);非語詞或內容之異,乃對「無為應如何 categorize」之系統決定。本條為cluster 之首,闡明此南北分歧之頭一輪;#100 真如承擔該分歧之一元論-vs-pluralism 終極形態(→#100)。*

漢綜述zh-synthesis

詞源

「虛空」之梵文 ākāśaā-(強化前綴)+ √kāś(「顯、現、光」)+ -a——「彰顯之處」「光之所在」。同根詞:prakāśa(「光明、顯現」)、avakāśa(「空隙、機會」)。⚠️ √kāś 之印歐祖語同源不甚明確:偶見提議 *(s)kewh₁-「光、閃」,然 Mayrhofer EWAIA 與 Lubotsky Indo-Aryan Inherited Lexicon 未予 secure;保留為印度雅利安語系內部,不上推印歐祖語。asaṃskṛta(無為)< a-(否定)+ sam- + √kṛ(「作」)+ -ta(過去分詞)——「不被造作」;√kṛ 之印歐祖語重構 *kʷer- 有爭議,保留 ⚠️。漢字「虛空」:「虛」= 空洞、缺無,「空」= 無礙、容受——雙字並用強化「無色法之容受性」義,高於 ākāśa 之「光顯之處」本義,為玄奘義理加固之漢譯策略。

義理

虛空為無為法之首(6 無為之第一),承擔本 cluster 之三項架構任務:①8→6 架構攝合:《集論》原立 8 無為(三層倫理面相之真如+五止息),百法合三層真如為一統,收攝為 6——此合併由《成唯識論》卷二「此五皆依真如假立」一語架構許可(→#100 承擔統合者角色)。②「五依真如假立」教義:《成唯識論》卷二(T31n1585, T31.0006c12–13)明判後五無為(虛空、擇滅、非擇滅、不動、想受滅)皆為「依法性假施設有」形態——真如之面相命名,依不同角度之假施設,而非獨立實有;「此五皆依真如假立,真如亦是假施設名」為本 cluster 之義理樞紐(→#100)。③Asg/顯揚/《成唯識論》三框架方法論:本條之梵段三框架表(rūpa-abhāva + 功能子句 → 認知 antidote 重詮 → tathatā 面相假立)為 #96 #97 #98 之方法論樣板(→梵段)。本條自身之義理核心:「色之缺無」(rūpa-abhāva)為體,「容受一切作用」(sarva-kṛtya-avakāśatā)為功能——非實有色法之外另立一空,乃於有色法所不及處假立「容受」之名,依真如之「離諸障礙」面相而立(《成唯識論》卷二:「離諸障礙,故名虛空」)。《成唯識論》卷八三性判攝:心等變似虛空等相(依他起)、被執實有(遍計所執)、真如假施設義(圓成實)——卷二與卷八兩軸(無為 vs 有為本體軸 + 依他/遍計/圓成之認知軸)於本條交會。

南北

南傳唯立 Nibbāna 為單一 asaṃkhata-dhamma(Vism XVI;Abhidhammattha-saṅgaha VI.34);虛空於南傳分散入三有為層:ākāsa-paññatti(空之假名,不入勝義法名單)、ākāsa-dhātu(空界,有為元素)、pariccheda-rūpa(界劃色,Visuddhimagga XIV.63,色聚邊界,有為)。三層俱有為——南傳拒絕瑜伽行派之「將空之施設性從概念層提升至無為 dharma 層」此一判攝移動。此乃 6-對-1 無為 cluster 南北範疇-架構分歧之首條闡明,分歧詳見各條巴段(→#100 收攝終局闡述)。

修持

虛空為本 cluster 之教學入口。《楞嚴經》卷九「當知虛空生汝心內,猶如片雲點太清裏」倒置常識(通常以為心於空中起,此云空於心中起):禪定中所覺之「開廣無礙」乃虛空假立(真如「離諸障礙」面相之顯現),非真如自身。真如(→#100)於喧鬧之心與廣闊之心中同等在場;「開廣」為現象學成就,真如為其底層原理。將禪定中之空曠感誤認為真如,乃本條之修行保護所指向之誤識。

譯名

「虛空」玄奘既譯。英譯 Space-as-designationSpaceākāśa 之容受性義,以 -as-designation 明示 prajñapti 性格(依真如假立,非實有 dharma)。⚠️ 注意 #70 法處所攝色 sub-type ② ābhyavakāśika(極迥色)亦出同一 √kāś 根——一為無為假立(依真如),一為有為色法假立(依色心分位),同根異層,勿混。

虛空 ——於離諸障礙之 dharmatā-面相中,假立「虛空」(ākāśa,Pāli ākāsa)之名;性為色法缺無(rūpa-abhāva)所示之容受性(sarva-kṛtya-avakāśatā),業為破外色執之認識論對治;不變不滅之究竟實,依真如(→#100)之離諸障礙面相假立。

英綜述en-synthesis

Etymology

Sanskrit ākāśa compounds ā- (intensive prefix) + √kāś "to shine, to appear, to be visible," literally "the place of shining" or "the open expanse where things can appear." Cognate within Sanskrit: prakāśa "luminosity, manifestation," avakāśa "interval, opportunity, room-to-appear." The PIE chain for √kāś is uncertain; secondary literature occasionally proposes *(s)kewh₁- "to gleam, to shine," but Mayrhofer's Etymologisches Wörterbuch des Altindoarischen and Lubotsky's Indo-Aryan Inherited Lexicon do not secure the reconstruction. Honest position: Indo-Aryan-internal cognate set is rich; PIE upstream is open. The compound asaṃskṛtaa- (privative) + saṃ- + √kṛ "to make" + -ta (past participle) — means "not put-together, unconditioned." For √kṛ, the PIE root *kʷer- "to make" is sometimes adduced as a parallel to Latin creāre (English create) and Latin colere (English culture), but the boundary is contested in the etymological literature; the Latin terms more securely derive from *ker- / *kel- family branches that may or may not connect to Indo-Iranian √kṛ. Marking ⚠️ rather than asserting kinship is the right discipline.

Doctrinal frame

Ākāśa is the first of six unconditioned dharmas (asaṃskṛta) in the Yogācāra 100-list and the cluster's paradigm-setter. Asaṅga's Abhidharma-samuccaya defines it negatively-with-functional: "the absence of rūpa taken as the room-providing for all activities" (rūpābhāvaḥ sarva-kṛtya-avakāśatām upādāya). The upādāya construction — "by way of, on the basis of" — absorbs the functional clause into the negative definition's causal grounding, encoding prajñapti-status into the formula's syntax: ākāśa is not a positive thing with a function; it is a designation imputed because the absence of rūpa provides room. The cluster has two architectural distinguishers from prior baifa clusters. First, the 8-versus-6 collapse: Asg lists 8 unconditioneds (tathatā threefold by ethical aspect — wholesome / unwholesome / indeterminate dharmas — plus 5 cessations); the Daśa-bhūmi-mukha (《大乘百法明門論》, Vasubandhu) collapses to 6 by reducing the threefold tathatā to one. The collapse is doctrinally licensed by Cheng Weishi Lun fascicle 2's claim 「此五皆依真如假立」 — the five cessations are all designations dependent on tathatā, so the system can be presented either as 8 (with tathatā tripled by ethical aspect) or as 6 (with tathatā unified at the bottom). Baifa adopts the 6, retaining the unifier role for #100 tathatā. Second, prajñapti-sat re-applied at the unconditioned layer: where #71's prāpti and the rest of the 不相應行 cluster are designations on configurational differentials of conditioned dharmas (依色心分位假立), the six unconditioneds are designations on aspects of unconditioned dharma-nature (依真如假立). CWS 卷二 surfaces the bifurcation explicitly: ① 依識變假施設有 (designation by mind-transformation, the mode for #70's ābhyavakāśika-class projections under the paratantra lens) ② 依法性假施設有 (designation by dharmatā, the mode for #95–#99). Ākāśa belongs to mode ②. The same prajñapti-sat machinery operates at two ontological strata; conflating the strata loses the cluster's whole architectural point.

Cross-tradition

Convergence is the wrong word for this entry; the relationship to Theravāda is the deepest categorial-architectural divergence in baifa. Yogācāra (extending the Sarvāstivāda baseline of three) lists six unconditioneds; Theravāda lists one (Nibbāna alone, per Visuddhimagga XVI and Abhidhammattha-saṅgaha VI.34). The phenomenology is not in dispute — both traditions agree that space exists in some sense, that analytical cessations of kleśa occur, that fourth jhāna is immovable, that saññā-vedayita-nirodha can be entered, that there is a suchness to phenomena. What divides them is whether these phenomena merit separate dharma-status. Yogācāra says yes (as imputations on tathatā); Theravāda says no (subsume under conditioned-event-status or paññatti-status). For ākāśa specifically, Theravāda has three conditioned analogs at three different layers: ākāsa-paññatti (concept-only, excluded from the paramattha-dhamma scheme); ākāsa-dhātu (the space-element among the physical elements); and pariccheda-rūpa (the boundary-form between rūpa-clusters per Visuddhimagga XIV.63). All three are conditioned; none is asaṃkhata. The Yogācāra move that Theravāda rejects is the promotion of space's "designation-only" status from concept-layer to unconditioned-dharma-layer. Both agree space is "designation-only"; they disagree about whether designation-only-ness therefore counts as a kind of dharma at all. This pattern — categorial-architecture divergence at unconditioned strata — recurs in sharper form at #98 āniñjya and #99 saṃjñā-vedayita-nirodha, where Pāli has cognate terms (aneñjābhisaṅkhāra, saññāvedayitanirodha) but classifies them as conditioned rather than unconditioned. Same words, opposite verdicts. The opposite verdicts trace back to the architectural commitment: Yogācāra-pluralism (with tathatā unifier) vs. Theravāda-monism (with Nibbāna as sole unconditioned).

Practitioner's seam

Ākāśa is the cluster's pedagogical entry-point because it is the most accessible misidentification. The image at Śūraṅgama-sūtra fascicle nine — "vast space arises within your mind, like a small cloud appearing in the clear sky" — inverts intuition: we usually think mind appears in space; here space appears in mind. The image is doctrinally aligned with CWS fascicle 8's reading that mind-transformations appear as space, taking paratantra-svabhāva as their ontological mode. The practitioner's risk lies in mistaking the expansive openness of a settled meditation for tathatā-realization. The expansive openness is closer to ākāśa-asaṃskṛta: it is what the receptivity-for-form looks like phenomenologically when the activity of grasping has thinned. Tathatā as principle (dharmatā, 法性) is the underlying suchness of all dharmas in all conditions — present equally when the mind is clamorous and when it is open, equally in kuśala and akuśala dharmas. The expansiveness is a phenomenology; tathatā is the principle of which all phenomenologies (open and clamorous alike) are aspects. The cluster's architectural point — that ākāśa is one aspect of tathatā (the un-obstructed-ness aspect, per CWS 卷二's 「離諸障礙」), not tathatā itself — is the practitioner's protection against this misidentification. Tathatā does not become "more present" in expansive sittings; the unconditioned does not vary with the conditioned states in which it is glimpsed.

Translation

Space-as-designation (ākāśa) — The absence of form, taken on the basis of providing room for all activities. Not external container, not positive substance: a designation imputed on the un-obstructed-ness aspect of dharma-nature. First of the six unconditioneds, paradigm-setter for the four cessations (#96–#98) and pointing forward to tathatā (#100) as the unifier on which all five rest.

translator's note

譯者按: 結構分析詳 S3-P13。本條為「無為」詞族之首,鎖定三項詞族共通結構:8→6 architectural collapse(Asg 三層真如攝合為一統,→#100 承擔 the 統合者)、「五依真如假立」教義(《成唯識論》卷二之 prajñapti-sat 統綱,#96 #97 #98 inheritance)、Asg/顯揚/《成唯識論》三框架方法論(梵段表為詞族樣板);並於梵段表面與 #70 法處所攝色 ② ābhyavakāśika 極迥色之 √kāś 同根異層 collision(→#70),闡明同一 prajñapti-sat 機制於有為色法(依分位) 無為法性(依真如)之雙層應用——本條與 #71 得共立 prajñapti-sat 雙層之詞族錨。